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Senior Managing Director · Mackay Shields LLC

Cornelius J. Moriarty

CRD 1681544 · Named on Form ADV at one SEC-registered adviser

At a glance

Mackay Shields LLC, an SEC-registered asset manager based in New York, NY with $159.5 billion in regulatory assets, lists Cornelius J. Moriarty on its Form ADV as Senior Managing Director, a control person.

Firms and roles

  • Mackay Shields LLCSenior Managing DirectorAsset manager · New York, NY · $160B in regulatory assets

AtlasMembers

Cornelius’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (14)

  • Rene A. BustamanteChief Administrative Officer, Executive Managing Director, Mackay Shields LLC
  • John M. LoffredoVice Chairman, Executive Managing Director, Elected TO the Board of Managers, Mackay Shields LLC
  • Robert A. DimellaExecutive Managing Director, Mackay Shields LLC
  • Young (. LeeGeneral Counsel, Senior Managing Director, Mackay Shields LLC
  • Michael D. CorkerChief Financial Officer, Senior Managing Director, Mackay Shields LLC

9 more people named with Cornelius on the same filings, with titles and firms. Free in Atlas with a free account.

See all 14 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Cornelius’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.