Chief Compliance Officer · LEH III Management LLC
Connor K. Finley
CRD 7861389 · Named on Form ADV at 3 SEC-registered advisers
At a glance
LEH III Management LLC, an SEC-registered private fund adviser based in Englewood, CO with $336 million in regulatory assets, lists Connor K. Finley on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Connor at 2 other registered advisers.
Firms and roles
- LEH III Management LLCChief Compliance OfficerPrivate fund adviser · Englewood, CO · $336M in regulatory assets
- Lincoln Energy Holdings LLCChief Compliance OfficerPrivate fund adviser · Englewood, CO · $315M in regulatory assets
- LEH II Management LLCChief Compliance OfficerPrivate fund adviser · Englewood, CO · $93M in regulatory assets
AtlasMembers
Connor’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Craig E. BredeManaging Partner, LEH III Management LLC
- Jacob J. CoheleyManaging Partner, LEH III Management LLC
- Sean S. McClarenManaging Partner, LEH III Management LLC
- Jordan K. RevielleManaging Partner, LEH III Management LLC
- Benjamin H. SchuesslerManaging Partner, Lincoln Energy Holdings LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Connor’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.