Chief Compliance Officer · Roble, Belko and Company, Inc.
Colleen E. Doughty
CRD 4650418 · Named on Form ADV at one SEC-registered adviser
At a glance
Roble, Belko and Company, Inc., an SEC-registered wealth manager based in Sewickley, PA with $1.6 billion in regulatory assets, lists Colleen E. Doughty on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Roble, Belko and Company, Inc.Chief Compliance OfficerWealth manager · Sewickley, PA · $1.6B in regulatory assets
AtlasMembers
Colleen’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Roger W. RoblePresident, Roble, Belko and Company, Inc.
- William T. BelkoPrincipal, Chief Investment Officer, Roble, Belko and Company, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Colleen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.