Chief Compliance Officer · Fairvoy Private Wealth, LLC
Claudia M Johnston
CRD 4387741 · Named on Form ADV at one SEC-registered adviser
At a glance
Fairvoy Private Wealth, LLC, an SEC-registered wealth manager based in Birmingham, AL with $605 million in regulatory assets, lists Claudia M Johnston on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Fairvoy Private Wealth, LLCChief Compliance OfficerWealth manager · Birmingham, AL · $605M in regulatory assets
AtlasMembers
Claudia’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Stephen M. DavisManaging Partner, Fairvoy Private Wealth, LLC
- Ashley C. DavisChief Financial Officer, Partner, Fairvoy Private Wealth, LLC
- David N. CarrollChief Operating Officer, Partner, Fairvoy Private Wealth, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Claudia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.