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Treasurer · Northwestern Mutual Investment Management Company, LLC

Cindy M. Dodge

CRD 8177427 · Named on Form ADV at one SEC-registered adviser

At a glance

Northwestern Mutual Investment Management Company, LLC, an SEC-registered asset manager based in Milwaukee, WI with $323.1 billion in regulatory assets, lists Cindy M. Dodge on its Form ADV as Treasurer.

Firms and roles

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Cindy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (8)

  • John E. BentleyChairman & President, Northwestern Mutual Investment Management Company, LLC
  • Thomas D. ZaleDirector; Vice President - Real Estate, Northwestern Mutual Investment Management Company, LLC
  • Daniel J. JulkaDirector; Vice President - Private Securities, Northwestern Mutual Investment Management Company, LLC
  • Raymond J. AuthDirector; Vice President - Investment Strategy, Northwestern Mutual Investment Management Company, LLC
  • Jason D. SmithDirector; Vice President - Public Investments, Northwestern Mutual Investment Management Company, LLC

3 more people named with Cindy on the same filings, with titles and firms. Free in Atlas with a free account.

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Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Cindy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.