Chief Compliance Officer · Valley Wealth Managers, Inc.
Christopher Michael Wilson
CRD 5163915 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Valley Wealth Managers, Inc., an SEC-registered wealth manager based in Paramus, NJ with $2.7 billion in regulatory assets, lists Christopher Michael Wilson on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Christopher at 1 other registered adviser.
Firms and roles
- Valley Wealth Managers, Inc.Chief Compliance OfficerWealth manager · Paramus, NJ · $2.7B in regulatory assets
- Valley Financial Management, Inc.Chief Compliance OfficerBroker-dealer firm · New York, NY · $0M in regulatory assets
AtlasMembers
Christopher’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2013 (13 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Christopher’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (10)
- Steven A. TussiHead of Investment Strategy, Valley Wealth Managers, Inc.
- Michael ZaremskyPresident, Chairman of the Board, Valley Wealth Managers, Inc.
- Collyn B. GilbertDirector, Valley Wealth Managers, Inc.
- Mitchell CrandellDirector, Valley Wealth Managers, Inc.
- Christopher Jon GawleyGeneral Counsel, Corporate Secretary, Valley Wealth Managers, Inc.
5 more people named with Christopher on the same filings, with titles and firms. Free in Atlas with a free account.
See all 10 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.