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Managing Member & Chief Compliance Officer · Applied Financial Wisdom

Christopher M. Ruspi

CRD 1934561 · Named on Form ADV at one SEC-registered adviser

At a glance

Applied Financial Wisdom, an SEC-registered wealth manager based in Rapid City, SD with $130 million in regulatory assets, lists Christopher M. Ruspi on its Form ADV as Managing Member & Chief Compliance Officer, a control person.

Firms and roles

  • Applied Financial WisdomManaging Member & Chief Compliance OfficerWealth manager · Rapid City, SD · $130M in regulatory assets

AtlasMembers

Christopher’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.