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Chief Compliance Officer and Executive Vice President · Ruggiero Investments

Christopher T. Ruggiero

CRD 4577306 · Named on Form ADV at one SEC-registered adviser

At a glance

Ruggiero Investments, an SEC-registered wealth manager based in West Palm Beach, FL with $138 million in regulatory assets, lists Christopher T. Ruggiero on its Form ADV as Chief Compliance Officer and Executive Vice President.

Firms and roles

  • Ruggiero InvestmentsChief Compliance Officer and Executive Vice PresidentWealth manager · West Palm Beach, FL · $138M in regulatory assets

AtlasMembers

Christopher’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.