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Managing Director/chief Compliance Officer · Waterrock Wealth Management

Christopher P. Prien

CRD 1988563 · Named on Form ADV at one SEC-registered adviser

At a glance

Waterrock Wealth Management, an SEC-registered wealth manager based in Albuquerque, NM with $154 million in regulatory assets, lists Christopher P. Prien on its Form ADV as Managing Director/chief Compliance Officer, a control person.

Firms and roles

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Christopher’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.