Adviser and broker representative · LPL Financial LLC
Christopher D. Moak
CRD 5100745 · Syracuse, NY
At a glance
Christopher D. Moak is an investment adviser representative with LPL Financial LLC in Syracuse, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Christopher’s SEC record dates to 2017, about 8 years ago. Christopher is also registered as a broker representative.
Current advisory firms
- LPL Financial LLCSince September 2026Syracuse, NY · $819B in regulatory assets
- Good Life Advisors, LLCSince March 2021Celebration, FL · $4.4B in regulatory assets
SEC adviser record
- Registered since
- 2017 (8 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Christopher’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.