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Owner/financial Advisor/chief Compliance Officer · Dobson Asset Management

Christopher M. Dobson

CRD 735087 · Named on Form ADV at one SEC-registered adviser

At a glance

Dobson Asset Management, an SEC-registered wealth manager based in Petaluma, CA with $218 million in regulatory assets, lists Christopher M. Dobson on its Form ADV as Owner/financial Advisor/chief Compliance Officer, a control person.

Firms and roles

  • Dobson Asset ManagementOwner/financial Advisor/chief Compliance OfficerWealth manager · Petaluma, CA · $218M in regulatory assets

AtlasMembers

Christopher’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.