Managing Member, President, Chief Compliance Officer · Carosa, Stanton & Depaolo Asset Management, LLC
Christopher N. Carosa
CRD 4350678 · Named on Form ADV at one SEC-registered adviser
At a glance
Carosa, Stanton & Depaolo Asset Management, LLC, an SEC-registered wealth manager based in Mendon, NY with $51 million in regulatory assets, lists Christopher N. Carosa on its Form ADV as Managing Member, President, Chief Compliance Officer, a control person.
Firms and roles
- Carosa, Stanton & Depaolo Asset Management, LLCManaging Member, President, Chief Compliance OfficerWealth manager · Mendon, NY · $51M in regulatory assets
AtlasMembers
Christopher’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Christopher’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.