Adviser and broker representative · Tlg Advisors, Inc.
Chong T. Shim
CRD 6060793 · Los Angeles, CA
At a glance
Chong T. Shim is an investment adviser representative with Tlg Advisors, Inc. in Los Angeles, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Chong’s SEC record dates to 2012, about 13 years ago. Chong is also registered as a broker representative.
Current advisory firm
- Tlg Advisors, Inc.Since June 2024Los Angeles, CA · $2.3B in regulatory assets
SEC adviser record
- Registered since
- 2012 (13 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Chong’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Tlg Advisors, Inc.
- Salim AdmonLos Angeles · Certified Financial Planner
- William S. GallonLos Angeles
- Ikuyo HiraguchiLos Angeles
- Shu KanekoLos Angeles
- Gavin KreitzLos Angeles
- Felix PollmannLos Angeles
- Itziar RamosLos Angeles
- Barbara L. WalkerLos Angeles
Every advisor at Tlg Advisors, Inc. →Tlg Advisors, Inc.: assets, clients and custodians →Financial advisors in Los Angeles, CA →Every Tlg Advisors, Inc. advisor in Los Angeles →Advisor Moves: who changed firms this week →