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Chief Executive Officer · Forge Financial

Charlotte N. Shaw

CRD 4107934 · Named on Form ADV at one SEC-registered adviser

At a glance

Forge Financial, an SEC-registered wealth manager based in Edmond, OK with $1.5 billion in regulatory assets, lists Charlotte N. Shaw on its Form ADV as Chief Executive Officer, a control person.

Firms and roles

  • Forge FinancialChief Executive OfficerWealth manager · Edmond, OK · $1.5B in regulatory assets

AtlasMembers

Charlotte’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charlotte’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.