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Chief Operating Officer · Theory Financial

Charles L. Nedele

CRD 5030870 · Named on Form ADV at one SEC-registered adviser

At a glance

Theory Financial, an SEC-registered wealth manager based in Fort Collins, CO with $319 million in regulatory assets, lists Charles L. Nedele on its Form ADV as Chief Operating Officer, a control person.

Firms and roles

  • Theory FinancialChief Operating OfficerWealth manager · Fort Collins, CO · $319M in regulatory assets

AtlasMembers

Charles’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charles’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.