Global CIO · ASA Asset Management LLC
Charles N. Ferraz
CRD 5597862 · Named on Form ADV at one SEC-registered adviser
At a glance
ASA Asset Management LLC, an SEC-registered private fund adviser based in New York, NY with $48 million in regulatory assets, lists Charles N. Ferraz on its Form ADV as Global CIO, a control person.
Firms and roles
- ASA Asset Management LLCGlobal CIOPrivate fund adviser · New York, NY · $48M in regulatory assets
AtlasMembers
Charles’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Ana L. Chiavoni DutraCCO, ASA Asset Management LLC
- Eduardo S. FilhoAuthorized Officer, ASA Asset Management LLC
- Eduardo Rossit PadilhaAuthorized Officer, ASA Asset Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charles’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.