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Est. 2026The front page of wealth managementNew York

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Investment adviser representative · Mariner

Charles M. Carpenter

CRD 4479169 · San Juan, PR

At a glance

Charles M. Carpenter is an investment adviser representative with Mariner in San Juan, PR, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Charles’s SEC record dates to 2002, about 24 years ago. Designations on file: Chartered Financial Analyst.

Current advisory firm

  • MarinerSince September 2026San Juan, PR · $125B in regulatory assets

SEC adviser record

Registered since
2002 (24 years)
Designations
Chartered Financial Analyst
Exams
Series 66
Registered in
1 state
Also a broker representative
No
Disclosures on record
None

AtlasMembers

Charles’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
1 firmLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.