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Chief Compliance Officer · Victory Capital Management Inc.

Charles B Mathes

CRD 5980160 · Named on Form ADV at one SEC-registered adviser

At a glance

Victory Capital Management Inc., an SEC-registered asset manager based in SAN Antonio, TX with $282.7 billion in regulatory assets, lists Charles B Mathes on its Form ADV as Chief Compliance Officer.

Firms and roles

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Charles’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • David C. BrownChief Executive Officer, Chairman, Director, Victory Capital Management Inc.
  • Michael D. PolicarpoPresident, Chief Financial Officer & Chief Administrative Officer, Director, Victory Capital Management Inc.
  • Nina GuptaChief Legal Officer, Secretary, Director, Victory Capital Management Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Charles’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.