Chief Compliance Officer · Creativeone Wealth, LLC
Chang Shin
CRD 2605773 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Creativeone Wealth, LLC, an SEC-registered wealth manager based in Overland Park, KS with $6.3 billion in regulatory assets, lists Chang Shin on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Chang at 1 other registered adviser.
Firms and roles
- Creativeone Wealth, LLCChief Compliance OfficerWealth manager · Overland Park, KS · $6.3B in regulatory assets
- Creativeone Securities, LLCCCOBroker-dealer firm · Overland Park, KS · $2.5B in regulatory assets
AtlasMembers
Chang’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Chang’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 6 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Michael H MillerOwner, Creativeone Wealth, LLC
- Kenneth R. HymanSenior Vice President, Business Development, Creativeone Wealth, LLC
- Martin J. PfannenstielPresident, Sales & Business Development, Creativeone Wealth, LLC
- Matthew S. KramperChief Operating Officer, Creativeone Wealth, LLC
- Michael Richard TripsesDirector, Creativeone Securities, LLC
2 more people named with Chang on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Chang’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.