Adviser and broker representative · Merrill Lynch, Pierce, Fenner & Smith Incorporated
Cathy L. Bender
CRD 1777377 · Nashville, TN
At a glance
Cathy L. Bender is an investment adviser representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Nashville, TN, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Cathy’s SEC record dates to 2000, about 25 years ago. Cathy is also registered as a broker representative.
Current advisory firm
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedSince December 2000Nashville, TN · $1.78T in regulatory assets
SEC adviser record
- Registered since
- 2000 (25 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Cathy’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.