Chief Compliance Officer - the Carlyle Group · The Carlyle Group
Catherine L. Ziobro
CRD 5642930 · Named on Form ADV at 2 SEC-registered advisers
At a glance
The Carlyle Group, an SEC-registered private fund adviser based in Washington, DC with $283.8 billion in regulatory assets, lists Catherine L. Ziobro on its Form ADV as Chief Compliance Officer - the Carlyle Group. The SEC filings also name Catherine at 1 other registered adviser.
Firms and roles
- The Carlyle GroupChief Compliance Officer - the Carlyle GroupPrivate fund adviser · Washington, DC · $284B in regulatory assets
- Carlyle Global Credit Investment Management L.L.C.Chief Compliance Officer - Carlyle Global Credit Investment Management L.L.C.Private fund adviser · New York, NY · $68B in regulatory assets
AtlasMembers
Catherine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
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Colleagues named on the same filings (7)
- Heather A. MitchellChief Risk Officer - the Carlyle Group, The Carlyle Group
- Harvey M. SchwartzChief Executive Officer - the Carlyle Group, The Carlyle Group
- John C. RedettCo-President and Head of Private Equity - the Carlyle Group, The Carlyle Group
- Lindsay P. LobueChief Operating Officer - the Carlyle Group, The Carlyle Group
- Justin PlouffeChief Financial Officer - the Carlyle Group, The Carlyle Group
2 more people named with Catherine on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Catherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.