Chief Compliance Officer, Controller · Buckhorn Resources, LP
Catherine A. Thompson
CRD 8120528 · Named on Form ADV at one SEC-registered adviser
At a glance
Buckhorn Resources, LP, an SEC-registered private fund adviser based in Houston, TX with $249 million in regulatory assets, lists Catherine A. Thompson on its Form ADV as Chief Compliance Officer, Controller, a control person.
Firms and roles
- Buckhorn Resources, LPChief Compliance Officer, ControllerPrivate fund adviser · Houston, TX · $249M in regulatory assets
AtlasMembers
Catherine’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Bret A. ZorichSole Member, Buckhorn Resources, LP
- Stephen H. DexterManaging Partner, Buckhorn Resources, LP
- James H. SteenPartner, Buckhorn Resources, LP
- Luke MoffettPartner, Buckhorn Resources, LP
- Brian A. ZwartPartner, Buckhorn Resources, LP
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Catherine’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.