Adviser and broker representative · Credit Union Investment Services
Cassandra N. Smith
CRD 4391891 · Morganton, NC
At a glance
Cassandra N. Smith is an investment adviser representative with Credit Union Investment Services in Morganton, NC, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Cassandra’s SEC record dates to 2012, about 14 years ago. Cassandra is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Credit Union Investment ServicesSince October 2012Morganton, NC · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2012 (14 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Cassandra’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.