Chief Operations Officer/2nd Vice President · Midwestern Securities Trading Co.,llc
Cassandra Lee Taraboletti
CRD 5090888 · Named on Form ADV at one SEC-registered adviser
At a glance
Midwestern Securities Trading Co.,llc, an SEC-registered broker-dealer firm based in East Peoria, IL with $2.0 billion in regulatory assets, lists Cassandra Lee Taraboletti on its Form ADV as Chief Operations Officer/2nd Vice President.
Firms and roles
- Midwestern Securities Trading Co.,llcChief Operations Officer/2nd Vice PresidentBroker-dealer firm · East Peoria, IL · $2.0B in regulatory assets
AtlasMembers
Cassandra’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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Colleagues named on the same filings
- Michael John GrahamChief Executive Officer/president, Midwestern Securities Trading Co.,llc
- Nathan William WhiteChief Financial Officer/cco/vice President, Midwestern Securities Trading Co.,llc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Cassandra’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.