Chief Compliance Officer · SB Investment Advisers (US) Inc.
Casey A. Rogers
CRD 7634069 · Named on Form ADV at one SEC-registered adviser
At a glance
SB Investment Advisers (US) Inc., an SEC-registered private fund adviser based in Menlo Park, CA with $53.5 billion in regulatory assets, lists Casey A. Rogers on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- SB Investment Advisers (US) Inc.Chief Compliance OfficerPrivate fund adviser · Menlo Park, CA · $53B in regulatory assets
AtlasMembers
Casey’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Amanda R. Sanchez-BarryGeneral Counsel, SB Investment Advisers (US) Inc.
- Alex B. ClavelCEO, President, Secretary, SB Investment Advisers (US) Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Casey’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.