Chief Compliance Officer · D.F. Dent and Company, Inc.
Carolyn E. Gaynor
CRD 5027790 · Named on Form ADV at one SEC-registered adviser
At a glance
D.F. Dent and Company, Inc., an SEC-registered wealth manager based in Baltimore, MD with $7.9 billion in regulatory assets, lists Carolyn E. Gaynor on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- D.F. Dent and Company, Inc.Chief Compliance OfficerWealth manager · Baltimore, MD · $7.9B in regulatory assets
AtlasMembers
Carolyn’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Daniel F. DentChairman, D.F. Dent and Company, Inc.
- Thomas F. O'NeilPortfolio Manager, Trustee, D.F. Dent and Company, Inc.
- Matthew F. DentPresident, D.F. Dent and Company, Inc.
- Gary G. WuChief Risk Officer, D.F. Dent and Company, Inc.
- Brooke E. HrimnakChief Operating Officer, D.F. Dent and Company, Inc.
4 more people named with Carolyn on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carolyn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.