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Chief Financial Officer and Chief Compliance Officer · Agis Management LLC

Carolyn M. Bailey

CRD 6008705 · Named on Form ADV at one SEC-registered adviser

At a glance

Agis Management LLC, an SEC-registered private fund adviser based in Clearwater, FL with $220 million in regulatory assets, lists Carolyn M. Bailey on its Form ADV as Chief Financial Officer and Chief Compliance Officer, a control person.

Firms and roles

  • Agis Management LLCChief Financial Officer and Chief Compliance OfficerPrivate fund adviser · Clearwater, FL · $220M in regulatory assets

AtlasMembers

Carolyn’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carolyn’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.