Owner · Guardian Capital, LLC
Carole Miller
CRD 5874503 · Named on Form ADV at one SEC-registered adviser
At a glance
Guardian Capital, LLC, an SEC-registered wealth manager based in Wexford, PA with $128 million in regulatory assets, lists Carole Miller on its Form ADV as Owner, a control person.
Firms and roles
- Guardian Capital, LLCOwnerWealth manager · Wexford, PA · $128M in regulatory assets
AtlasMembers
Carole’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Open Atlas freeMember sign in
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Greg H MillerManaging Member, Guardian Capital, LLC
- Benjamin H. PearceChief Compliance Officer, Guardian Capital, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carole’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.