Chief Compliance Officer · The Yanker Group
Carol Yanker
CRD 5617961 · Named on Form ADV at one SEC-registered adviser
At a glance
The Yanker Group, an SEC-registered wealth manager based in Manchester, MO with $296 million in regulatory assets, lists Carol Yanker on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- The Yanker GroupChief Compliance OfficerWealth manager · Manchester, MO · $296M in regulatory assets
AtlasMembers
Carol’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Scott W. YankerPresident, The Yanker Group
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carol’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.