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Compliance Consultant · KWK Management LLC

Carol K. Weiss

CRD 2474508 · Named on Form ADV at one SEC-registered adviser

At a glance

KWK Management LLC, an SEC-registered private fund adviser based in Houston, TX with $228 million in regulatory assets, lists Carol K. Weiss on its Form ADV as Compliance Consultant.

Firms and roles

  • KWK Management LLCCompliance ConsultantPrivate fund adviser · Houston, TX · $228M in regulatory assets

AtlasMembers

Carol’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carol’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.