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Chief Executive Officer & Chief Compliance Officer & Member · Hicks & Associates Wealth Management, LLC

Carman T. Hicks

CRD 3156997 · Named on Form ADV at one SEC-registered adviser

At a glance

Hicks & Associates Wealth Management, LLC, an SEC-registered wealth manager based in Cary, NC with $120 million in regulatory assets, lists Carman T. Hicks on its Form ADV as Chief Executive Officer & Chief Compliance Officer & Member, a control person.

Firms and roles

AtlasMembers

Carman’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Carman’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.