Adviser and broker representative · Thrivent Investment Management Inc.
Carly McCormick
CRD 6853959 · Verona, WI
At a glance
Carly McCormick is an investment adviser representative with Thrivent Investment Management Inc. in Verona, WI, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Carly’s SEC record dates to 2020, about 5 years ago. Carly is also registered as a broker representative.
Current advisory firm
- Thrivent Investment Management Inc.Since November 2020Verona, WI · $21B in regulatory assets
SEC adviser record
- Registered since
- 2020 (5 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Carly’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.