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Adviser and broker representative · Ocean Financial Advisors LLC

Carlos A. Da Gama

CRD 7837501 · Miami, FL

At a glance

Carlos A. Da Gama is an investment adviser representative with Ocean Financial Advisors LLC in Miami, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Carlos’s SEC record dates to 2024, about 2 years ago. Carlos is also registered as a broker representative.

Current advisory firm

  • Ocean Financial Advisors LLCSince June 2024Miami, FL · State-registered or not in the SEC’s list

SEC adviser record

Registered since
2024 (2 years)
Designations
None on file
Exams
Series 66
Registered in
1 state
Also a broker representative
Yes
Disclosures on record
None

AtlasMembers

Carlos’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
Locked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

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