Adviser and broker representative · First Trust Advisors LP
Cara L. Frigo
CRD 6468844 · Wheaton, IL
At a glance
Cara L. Frigo is an investment adviser representative with First Trust Advisors LP in Wheaton, IL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Cara’s SEC record dates to 2015, about 11 years ago. Cara is also registered as a broker representative.
Current advisory firm
- First Trust Advisors LPSince July 2015Wheaton, IL · $309B in regulatory assets
SEC adviser record
- Registered since
- 2015 (11 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Cara’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.