Adviser and broker representative · Richardson Financial Services
Caleb Smith
CRD 7548121 · Medway, MA
At a glance
Caleb Smith is an investment adviser representative with Richardson Financial Services in Medway, MA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Caleb’s SEC record dates to 2022, about 4 years ago. Caleb is also registered as a broker representative.
Current advisory firm
- Richardson Financial ServicesSince August 2026Medway, MA · $256M in regulatory assets
SEC adviser record
- Registered since
- 2022 (4 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Caleb’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.