Adviser and broker representative · Ameriprise Financial Services, LLC
Caden E. Thompson
CRD 7984840 · Atlanta, TX
At a glance
Caden E. Thompson is an investment adviser representative with Ameriprise Financial Services, LLC in Atlanta, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Caden’s SEC record dates to 2025, about 1 years ago. Caden is also registered as a broker representative.
Current advisory firm
- Ameriprise Financial Services, LLCSince November 2025Atlanta, TX · $660B in regulatory assets
SEC adviser record
- Registered since
- 2025 (1 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Caden’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.