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President and Sole Shareholder · BAS Capital

Bruce A. Stein

CRD 1721947 · Named on Form ADV at one SEC-registered adviser

At a glance

BAS Capital, an SEC-registered wealth manager with $117 million in regulatory assets, lists Bruce A. Stein on its Form ADV as President and Sole Shareholder, a control person.

Firms and roles

  • BAS CapitalPresident and Sole ShareholderWealth manager · United States · $117M in regulatory assets

AtlasMembers

Bruce’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Bruce’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.