Adviser and broker representative · Park Avenue Securities LLC
Bruce B. Romberg
CRD 2636535 · Bethlehem, PA
At a glance
Bruce B. Romberg is an investment adviser representative with Park Avenue Securities LLC in Bethlehem, PA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Bruce’s SEC record dates to 2008, about 18 years ago. Bruce is also registered as a broker representative.
Current advisory firm
- Park Avenue Securities LLCSince April 2023Bethlehem, PA · $20B in regulatory assets
SEC adviser record
- Registered since
- 2008 (18 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Bruce’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.