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Adviser and broker representative · Equitable Advisors, LLC

Brock W. Sherwood

CRD 5894667 · Amarillo, TX

At a glance

Brock W. Sherwood is an investment adviser representative with Equitable Advisors, LLC in Amarillo, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Brock’s SEC record dates to 2011, about 15 years ago. Brock is also registered as a broker representative.

Current advisory firm

SEC adviser record

Registered since
2011 (15 years)
Designations
None on file
Exams
Series 66
Registered in
1 state
Also a broker representative
Yes
Disclosures on record
Yes, see the SEC record

AtlasMembers

Brock’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
1 firmLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

More at Equitable Advisors, LLC

Every advisor at Equitable Advisors, LLC →Equitable Advisors, LLC: assets, clients and custodians →Equitable news, moves and payouts →Financial advisors in Amarillo, TX →Advisor Moves: who changed firms this week →