Adviser and broker representative · UBS Financial Services Inc.
Brittney Stephens
CRD 6042950 · Weehawken, NJ
At a glance
Brittney Stephens is an investment adviser representative with UBS Financial Services Inc. in Weehawken, NJ, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Brittney’s SEC record dates to 2021, about 5 years ago. Brittney is also registered as a broker representative.
Current advisory firms
- UBS Financial Services Inc.Since March 2026Weehawken, NJ · $916B in regulatory assets
- Rockefeller Capital ManagementSince June 2026The Woodlands, TX · $37B in regulatory assets
SEC adviser record
- Registered since
- 2021 (5 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Brittney’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.