Adviser and broker representative · Osaic Wealth, Inc.
Brian W. Smoot
CRD 5676372 · Ellicott City, MD
At a glance
Brian W. Smoot is an investment adviser representative with Osaic Wealth, Inc. in Ellicott City, MD, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Brian’s SEC record dates to 2016, about 9 years ago. Brian is also registered as a broker representative.
Current advisory firms
- Osaic Wealth, Inc.Since October 2016Ellicott City, MD · $235B in regulatory assets
- Lee Financial Associates, Inc.Since March 2017Ellicott City, MD · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2016 (9 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Brian’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.