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Member · Providence Capital Advisors, LLC

Brian P Alderson

CRD 5526339 · Named on Form ADV at one SEC-registered adviser

At a glance

Providence Capital Advisors, LLC, an SEC-registered wealth manager based in Charlotte, NC with $1.1 billion in regulatory assets, lists Brian P Alderson on its Form ADV as Member.

Firms and roles

AtlasMembers

Brian’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Thomas M. SearsonManaging Member, Chief Investment and Chief Compliance Officer, Providence Capital Advisors, LLC
  • Brian S. JonesManaging Member and Director of Financial Planning, Providence Capital Advisors, LLC
  • Stephen P. RatcliffeManaging Member and Director of Financial Planning, Providence Capital Advisors, LLC
  • Melissa S. WallMember, Providence Capital Advisors, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.