Board Manager · Cary Street Partners
Brian D. James
CRD 8123950 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Cary Street Partners, an SEC-registered wealth manager based in Richmond, VA with $10.3 billion in regulatory assets, lists Brian D. James on its Form ADV as Board Manager, a control person. The SEC filings also name Brian at 1 other registered adviser.
Firms and roles
- Cary Street PartnersBoard ManagerWealth manager · Richmond, VA · $10B in regulatory assets
- Cary Street Partners Asset ManagementBoard ManagerWealth manager · Richmond, VA · $1.4B in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Walter D. BaynePresident, Managing Director, Cary Street Partners
- Kevin L. MitchellChief Financial Officer, Director, Cary Street Partners
- Thomas H. TullidgeSecretary/treasurer, Managing Director; Chief Strategy Officer, Legal and Finance (cspf), Cary Street Partners
- Wesley H. GallupChief Operating Officer, Managing Director, Cary Street Partners
- Joseph R. SchmucklerChief Executive Officer (cspf), Cary Street Partners
2 more people named with Brian on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.