Owner · Warberg Asset Management LLC
Brian R. Grad
CRD 1689573 · Named on Form ADV at one SEC-registered adviser
At a glance
Warberg Asset Management LLC, an SEC-registered private fund adviser based in Winnetka, IL with $806 million in regulatory assets, lists Brian R. Grad on its Form ADV as Owner.
Firms and roles
- Warberg Asset Management LLCOwnerPrivate fund adviser · Winnetka, IL · $806M in regulatory assets
AtlasMembers
Brian’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Daniel I. WarshManaging Member, Warberg Asset Management LLC
- Jonathan A. BlumbergManaging Member, Warberg Asset Management LLC
- Tracy L. LancasterCco/cfo, Warberg Asset Management LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.