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Chief Compliance Officer · Clay Northam Wealth Management

Brian M. Clay

CRD 4227797 · Named on Form ADV at one SEC-registered adviser

At a glance

Clay Northam Wealth Management, an SEC-registered wealth manager based in Huntington Beach, CA with $355 million in regulatory assets, lists Brian M. Clay on its Form ADV as Chief Compliance Officer, a control person.

Firms and roles

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Brian’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.