Adviser and broker representative · Summit Investment Advisory Services
Brian J. Carlson
CRD 4210497 · Roseville, MN
At a glance
Brian J. Carlson is an investment adviser representative with Summit Investment Advisory Services in Roseville, MN, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Brian’s SEC record dates to 2020, about 5 years ago. Brian is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Summit Investment Advisory ServicesSince November 2020Roseville, MN · $746M in regulatory assets
SEC adviser record
- Registered since
- 2020 (5 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Brian’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.