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Chief Financial Officer · Waterfall Asset Management, LLC

Brian Breakstone

CRD 3050949 · Named on Form ADV at one SEC-registered adviser

At a glance

Waterfall Asset Management, LLC, an SEC-registered private fund adviser based in New York, NY with $22.0 billion in regulatory assets, lists Brian Breakstone on its Form ADV as Chief Financial Officer, a control person.

Firms and roles

AtlasMembers

Brian’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Thomas E. CapasseManager, Waterfall Asset Management, LLC
  • Jack J. RossManager, Waterfall Asset Management, LLC
  • Kenneth A. NickGeneral Counsel, Chief Compliance Officer, Chief Operating Officer, Waterfall Asset Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brian’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.