Adviser and broker representative · Park Avenue Securities LLC
Brett A. Mock
CRD 6403737 · Indianapolis, IN
At a glance
Brett A. Mock is an investment adviser representative with Park Avenue Securities LLC in Indianapolis, IN, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Brett’s SEC record dates to 2016, about 10 years ago. Brett is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Park Avenue Securities LLCSince October 2022Indianapolis, IN · $20B in regulatory assets
SEC adviser record
- Registered since
- 2016 (10 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 66
- Registered in
- 22 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Brett’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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