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General Counsel & Chief Compliance Officer · Empery Asset Management, LP

Brett S. Director

CRD 7353236 · Named on Form ADV at one SEC-registered adviser

At a glance

Empery Asset Management, LP, an SEC-registered private fund adviser based in New York City, NY with $262 million in regulatory assets, lists Brett S. Director on its Form ADV as General Counsel & Chief Compliance Officer, a control person.

Firms and roles

  • Empery Asset Management, LPGeneral Counsel & Chief Compliance OfficerPrivate fund adviser · New York City, NY · $262M in regulatory assets

AtlasMembers

Brett’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Ryan M. LaneChief Investment Officer and Chief Operating Officer, Empery Asset Management, LP

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brett’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.