Managing Partner, Chief Compliance Officer, Financial Advisor · Bay Pointe Financial
Brett C. Busuttil
CRD 5793851 · Named on Form ADV at one SEC-registered adviser
At a glance
Bay Pointe Financial, an SEC-registered wealth manager based in New Baltimore, MI with $116 million in regulatory assets, lists Brett C. Busuttil on its Form ADV as Managing Partner, Chief Compliance Officer, Financial Advisor, a control person.
Firms and roles
- Bay Pointe FinancialManaging Partner, Chief Compliance Officer, Financial AdvisorWealth manager · New Baltimore, MI · $116M in regulatory assets
AtlasMembers
Brett’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Mark F. PauwelsPartner & Financial Advisor, Bay Pointe Financial
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Brett’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.